Securities Act

Results: 34055



#Item
271Legal procedure / Legal terms / Judiciary of Texas / Filing / Transportation /  Housing and Urban Development /  and Related Agencies Appropriations Act / U.S. Securities and Exchange Commission

DOC Document

Add to Reading List

Source URL: www.senate.texas.gov

Language: English - Date: 2007-01-09 15:57:08
272Financial markets / Stock market / SEC filings / Schedule 13D / U.S. Securities and Exchange Commission / Market liquidity / Insider trading / 13D / Bidask spread / Tender offer / Securities Exchange Act / Volume

Do prices reveal the presence of informed trading?I Pierre Collin-Dufresne1 , Vyacheslav Fos2,∗ First Version: November 2011 This Version: August 31, 2012

Add to Reading List

Source URL: www.istfin.eco.usi.ch

Language: English - Date: 2012-11-06 03:31:47
273Corporate finance / Financial markets / 73rd United States Congress / U.S. Securities and Exchange Commission / Equity securities / Security / Warrant / Public offering / Securities Act / Securities Exchange Act / Dropbox / Convertible bond

Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\RespireRx\Page 1 of 39 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Add to Reading List

Source URL: compliance-sec.com

Language: English - Date: 2016-04-13 07:15:06
274Generally Accepted Accounting Principles / Financial statements / Balance sheet / Financial ratio / Net asset value / Consolidated financial statement / Goodwill / International Financial Reporting Standards / Consolidation / Financial accounting / Net income / Asset liability management

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DCForm 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF

Add to Reading List

Source URL: www.mediageneral.com

Language: English - Date: 2016-08-05 10:35:36
27573rd United States Congress / U.S. Securities and Exchange Commission / Insider trading / Corruption / Conflict of interest / Securities Exchange Act / Securities Act / Securities regulation in the United States / Insider / SEC Rule 10b5-1 / STOCK Act

INSIDER TRADING POLICY AIR TRANSPORT SERVICES GROUP, INC. I. PURPOSE

Add to Reading List

Source URL: www.atsginc.com

Language: English - Date: 2016-08-20 18:21:04
276U.S. Securities and Exchange Commission / Stock market / Financial markets / 73rd United States Congress / United States securities law / Securities Act / Regulation D / Securities Exchange Act / Security / Prospectus / Securities regulation in the United States / Securities market

CHAPTER 13 Attorney General ARTICLE 1 MISCELLANEOUS

Add to Reading List

Source URL: www.scstatehouse.gov

Language: English - Date: 2016-05-06 09:02:49
277Stock market / Corporate finance / Financial markets / Prospectus / European Union directives / Systemic risk / Public offering / Initial public offering / Markets in Financial Instruments Directive / Non-reporting issuer / Securities Act

EBF_014393 - EBF First draft response to CP on Prospectus Directive.docx

Add to Reading List

Source URL: www.ebf-fbe.eu

Language: English - Date: 2015-06-01 09:44:48
278Financial markets / Stock market / U.S. Securities and Exchange Commission / Order / Futures contract / Algorithmic trading / Securities Exchange Act / Option

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Language: English - Date: 2016-05-03 14:52:36
279Business ethics / Foreign Corrupt Practices Act / Corruption / U.S. Securities and Exchange Commission / Whistleblower / FCPA / Internal control / The FCPA Blog / Integrity management

THE DILEMMA OF FCPA SELF-REPORTING Jeffrey R. Boles* INTRODUCTION Professor Peter Reilly examines the difficult strategic decision a company faces of whether to disclose voluntarily to the government a potential violatio

Add to Reading List

Source URL: www.floridalawreview.com

Language: English
280Investment / Securities Investor Protection Corporation / United States securities law / Madoff investment scandal / Bernard Madoff / U.S. Securities and Exchange Commission / Broker-dealer / Madoff / Recovery of funds from the Madoff investment scandal / Securities Investor Protection Act

Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the

Add to Reading List

Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
UPDATE